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Harmonizing Generalization and Personalization in Ring-topology Decentralized Federated Learning

Published 27 Apr 2025 in cs.LG and cs.DC | (2504.19103v1)

Abstract: We introduce Ring-topology Decentralized Federated Learning (RDFL) for distributed model training, aiming to avoid the inherent risks of centralized failure in server-based FL. However, RDFL faces the challenge of low information-sharing efficiency due to the point-to-point communication manner when handling inherent data heterogeneity. Existing studies to mitigate data heterogeneity focus on personalized optimization of models, ignoring that the lack of shared information constraints can lead to large differences among models, weakening the benefits of collaborative learning. To tackle these challenges, we propose a Divide-and-conquer RDFL framework (DRDFL) that uses a feature generation model to extract personalized information and invariant shared knowledge from the underlying data distribution, ensuring both effective personalization and strong generalization. Specifically, we design a \textit{PersonaNet} module that encourages class-specific feature representations to follow a Gaussian mixture distribution, facilitating the learning of discriminative latent representations tailored to local data distributions. Meanwhile, the \textit{Learngene} module is introduced to encapsulate shared knowledge through an adversarial classifier to align latent representations and extract globally invariant information. Extensive experiments demonstrate that DRDFL outperforms state-of-the-art methods in various data heterogeneity settings.

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Summary

Harmonizing Generalization and Personalization in Ring-Topology Decentralized Federated Learning

The paper by Guo et al. presents a significant contribution to decentralized federated learning (DFL) through the introduction of Ring-topology Decentralized Federated Learning (RDFL). This method addresses the challenge of data heterogeneity in federated learning (FL) environments, which is exacerbated by the inherent limitations of decentralized architectures, such as the ring topology. In centralized FL, a global model is typically trained across distributed clients by aggregating model updates in a centralized server. However, this introduces risks associated with server failure and communication bottlenecks. RDFL mitigates these risks by adopting a ring-topology that decentralizes the learning process. Despite these advantages, RDFL faces critical challenges related primarily to inefficient information sharing due to point-to-point communication and widespread data heterogeneity among clients.

The Divide-and-conquer RDFL framework (DRDFL) proposed by the authors is particularly noteworthy as it harmonizes the goals of personalization and generalization in decentralized learning settings. DRDFL employs a feature generation model to balance personalized client-specific information and global shared knowledge extracted from the underlying data distribution. The paper's methodological novelty lies in the integration of two specialized modules—PersonaNet and Learngene—to achieve the dual objectives of effective personalization and robust generalization.

PersonaNet Module

The PersonaNet module is designed to enhance personalization by encouraging class-specific feature representations to follow a Gaussian mixture distribution. This approach allows for the learning of discriminative latent representations tailored to local data distributions, effectively addressing the feature distribution skew inherent in federated datasets. By modeling latent codes under a Gaussian mixture distribution, PersonaNet captures critical information related to specific classes, maximizing mutual information between data representations and class labels. The module is trained with a loss combining the large-margin Gaussian mixture supervision and the negative log-likelihood of class assignments.

Learngene Module

Conversely, the Learngene module encapsulates shared knowledge through an adversarial classifier, which aligns latent representations and extracts globally invariant information. By aligning representations with a standard multivariate normal distribution, the Learngene module enhances the model's ability to generalize across diverse client distributions. This alignment is achieved via adversarial training, enforcing latent representations' invariance across client distributions. Thus, Learngene primarily addresses label distribution skew by enabling robust model transferability and global consistency.

Experimental Validation

Extensive experiments validate DRDFL’s efficacy over state-of-the-art methods under various data heterogeneity settings. The DRDFL framework significantly improves communication efficiency by reducing the shared information among clients to just 0.58 MB of parameters per iteration, demonstrating a parameter-efficient approach to decentralized learning without compromising personalization or generalization performance. In empirical evaluations, DRDFL achieved up to 3.28% improvement in local test accuracy compared to existing methods, which underscores the success of the divide-and-conquer strategy in federated learning contexts.

Implications and Future Directions

The implications of this research are substantial both in practical and theoretical terms. For practitioners, DRDFL offers a scalable, efficient solution for federated learning applications in edge and IoT devices, where centralized architectures are impractical. Theoretically, the paper advances our understanding of how disentangled representation learning can effectively balance personalization and generalization in decentralized machine learning.

Future developments may explore more adaptive mechanisms for feature generation and representation disentanglement, enhancing RDFL's ability to deal with dynamically evolving data distributions. Additionally, further research can explore optimizing the balance between communication overhead and model performance, potentially integrating novel techniques such as attention mechanisms or adaptive pruning strategies.

In summary, the DRDFL framework represents a significant step towards effective decentralized federated learning by seamlessly integrating personalization and generalization objectives, thus paving the way for more robust and scalable federated learning solutions in decentralized environments.

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